1

Sheng Consulting LLC

Flemington, New Jersey

Founder and CEO

Present

1

Sheng Consulting LLC (Clinical research consulting)

Consulting Fees

$10,375

2

Oncopath Genomics, LLC (oncology diagnostics) (stock)

$15,001 - $50,000

None (or less than $201)

3

Sheng Consulting LLC 401k

3.1

Schwab Bank

None (or less than $1,001)

None (or less than $201)

3.2

Vanguard FTSE Developed markets ETF (VEA)

$15,001 - $50,000

$201 - $1,000

3.3

Vanguard Total Stock Market Index Fund ETF Class Shares (VTI)

$15,001 - $50,000

$201 - $1,000

3.4

VanguardEmerging Markets Stock Index Fund ETF Shares (VWO)

$1,001 - $15,000

$201 - $1,000

4

Victor Sloan Contributory IRA - Ellevest

4.1

Vanguard Total Stock Market Index Fund ETF Class Shares (VTI)

$250,001 - $500,000

$5,001 - $15,000

4.2

Vanguard Total Bond Market Index Fund ETF Shares (BND)

$100,001 - $250,000

$5,001 - $15,000

1

Sheng Consulting LLC

Flemington, New Jersey

I will continue to participate in this defined contribution plan, and the plan sponsor will continue to make contributions.

1/2020

1

Merck Stock

$250,001 - $500,000

Dividends

$5,001 - $15,000

2

IRA #3 Merck

3

Manpower 401K

3.1

JPM SRPB DRE 2020 CF

$1,001 - $15,000

$201 - $1,000

4

Schwab Rollover IRA

4.1

Vanguard Target Retirement 2020 Fund Investor Class Shares (VTWNX)

$500,001 - $1,000,000

$15,001 - $50,000

4.2

Wellington Fund Admiral VWENX

$250,001 - $500,000

$15,001 - $50,000

5

Traditional IRA UBS

5.1

UBS Bank

$15,001 - $50,000

None (or less than $201)

5.2

iShares Core S&P Small-Cap ETF (IJR)

$50,001 - $100,000

$201 - $1,000

1

529 #1 American Funds

1.1

Growth Fund of America Class 529-A Shares (CGFAX)

$15,001 - $50,000

$2,501 - $5,000

1.2

Investment Company of America Class 529-A Shares (CICAX)

$15,001 - $50,000

$1,001 - $2,500

1.3

New Perspective Fund Class 529-A Shares (CNPAX)

$15,001 - $50,000

$1,001 - $2,500

1.4

New World Fund, Inc Class 529-A Shares (CNWAX)

$1,001 - $15,000

$201 - $1,000

1.5

American SMALLCAP World Fund, Inc Class 529-A Shares (CSPAX)

$15,001 - $50,000

None (or less than $201)

2

529 #2 American Funds

2.1

Capital World Growth & Income Fund Class 529-A Shares (CWIAX)

$1,001 - $15,000

$201 - $1,000

2.2

Growth Fund of America Class 529-A Shares (CGFAX)

$15,001 - $50,000

$1,001 - $2,500

2.3

Investment Company of America Class 529-A Shares (CICAX)

$15,001 - $50,000

$1,001 - $2,500

1

Alphabet, Inc. (GOOGL)

Sale

01/17/2023

$1,001 - $15,000

2

salesforce.com, inc. (CRM)

Sale

01/17/2023

$1,001 - $15,000

3

Abbott Laboratories (ABT)

Purchase

01/11/2023

$1,001 - $15,000

4

Exxon Mobil Corp. (XOM)

Purchase

01/11/2023

$1,001 - $15,000

5

Republic Services, Inc. (RSG)

Sale

01/09/2023

$1,001 - $15,000

6

Accenture Plc (ACN)

Sale

01/09/2023

$1,001 - $15,000

7

Truist Financial TFC

Sale

01/11/2023

$1,001 - $15,000

8

Truist Financial TFC

Sale

01/10/2023

$1,001 - $15,000

9

iShares Core MSCI EAFE ETF (IEFA)

Sale

01/23/2023

$1,001 - $15,000

10

iShares Core MSCIEmerging Markets ETF (IEMG)

Purchase

01/20/2023

$1,001 - $15,000

6

3

Note - this stock is a combination of stock purchased through employee stock purchase plan and stock awards for performance.

6

26

beneficial interest in estate that has not yet been distributed

6

30.10

acquired through merger with Magenta Therapeutics (MGTA)

7

410

dividend reinvestment

7

422

dividend reinvestment

7

423

Dividend reinvestment

7

424

dividend reinvestment

7

425

dividend reinvestment

7

428

dividend reinvestment

7

429

dividend reinvestment