Financial Disclosure Details - OGE Form 278e (04/29/2022)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Washington, District of Columbia
Vice President, Public Policy
3/2021

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
IRRA-Edge (Merrill)
1.1
IRRA-Edge 28Z-53Z38 (money market/cash)
$100,001 - $250,000
Interest
$201 - $1,000
2
SEI Retirement Fund 2045
None (or less than $201)
2.1
SEI World Equity Ex-US A (SIIT)
$15,001 - $50,000
None (or less than $201)
2.2
SEI S&P 500 Index A (SIIT)
$1,001 - $15,000
None (or less than $201)
2.3
SEI Global Managed Volatility A (SIIT)
$1,001 - $15,000
None (or less than $201)
2.4
SEI Dynamic Asset Allocation A (SIIT)
$1,001 - $15,000
None (or less than $201)
2.5
SEI Extended Market Index A (SIIT)
$1,001 - $15,000
None (or less than $201)
2.6
SEI US Managed Volatility A (SIIT)
$1,001 - $15,000
None (or less than $201)
2.7
SEI High Yield Bond A (SIIT)
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Charlotte, North Carolina
I will not participate in this defined contribution plan after my separation.
1/2020
2
Washington, District of Columbia
Forfeiture of unvested RSUs (1764 shares) on March 30, 2021; vested RSUs were granted on February 19, 2021 (302 shares)
2/2020

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
HSBC IRA (AAPL)
$250,001 - $500,000
Dividends
$2,501 - $5,000
2
National Grid Defined Benefit Pension
$100,001 - $250,000
3
National Grid
$100,001 - $250,000
Salary and bonus
4
National Grid Stock/Vested Stock Options
$250,001 - $500,000
None (or less than $201)
5
Vanguard Institutional Extended Market Index Trust (VIEIX) (held in Vanguard 401(k) sponsored by Consolidated Edison)
$50,001 - $100,000
None (or less than $201)
6
Vanguard Institutional Total Bond Market Index Trust (VBTIX) (held in Vanguard 401(k) sponsored by Consolidated Edison)
$1,001 - $15,000
None (or less than $201)
7
Vanguard Institutional Total International Stock Market Index Trust (VTSNX) (held in Vanguard 401(k) sponsored by Consolidated Edison)
$15,001 - $50,000
None (or less than $201)
8
Vanguard PRIMECAP Fund Admiral Shares (VPMAX) (held in Vanguard 401(k) sponsored by Consolidated Edison)
$50,001 - $100,000
None (or less than $201)
9
Vanguard Target Retirement 2035 Trust Select (held in Vanguard 401(k) sponsored by National Grid)
$500,001 - $1,000,000
None (or less than $201)
10
National Grid-deferred payment-cash receivable
$250,001 - $500,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
U.S. bank #1 (cash)
$250,001 - $500,000
Interest
None (or less than $201)
2
DC College Savings Plan
$50,001 - $100,000
None (or less than $201)
2.1
Intermediate-Term Bond Poftfolio
$1,001 - $15,000
None (or less than $201)
2.2
U.S. Total Stock Market Index Portfolio
$15,001 - $50,000
None (or less than $201)
2.3
Non-U.S. Socially Responsible Equity Portfolio
$1,001 - $15,000
None (or less than $201)
2.4
U.S. Small Cap Equity Portfolio
$1,001 - $15,000
None (or less than $201)
3
U.S. bank #2
$15,001 - $50,000
Interest
None (or less than $201)
4
DC College Savings Plan
$15,001 - $50,000
None (or less than $201)
4.1
Intermediate-Term Bond Portfolio
$1,001 - $15,000
4.2
U.S. Total Stock Market Index Portfolio
$15,001 - $50,000

Transactions

#
Description
Type
Date
Amount
1
Duke vested RSU
Sale
06/14/2021
$15,001 - $50,000
2
National Grid Stock Sale (NGG)
Sale
08/27/2021
$100,001 - $250,000
3
Consolidated Edison, Inc. (ED) Stock Fund Sale
Sale
08/27/2021
$15,001 - $50,000
4
Sale of SEI 2045 Fund in connection with rollover from 401k to IRA
Sale
11/02/2021
$50,001 - $100,000
5
Stock purchase (RIVN)
Purchase
11/09/2021
$1,001 - $15,000
6
Stock purchase (LCID)
Purchase
11/05/2021
$1,001 - $15,000
7
Stock purchase (LCID)
Purchase
10/28/2021
$1,001 - $15,000
8
Stock purchase (RIVN)
Purchase
11/26/2021
9
Rivian Automotive, Inc. (RIVN)
Purchase
02/27/2022
$1,001 - $15,000
10
Rivian Automotive, Inc. (RIVN)
Purchase
01/06/2022
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
2
1.1
IRRA-Edge 28Z-53Z38 (money market/cash) increased in value due to rollover the full value of the SEI Retirement Fund 2045 on November 2, 2021.
2
2
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.1
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.2
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.3
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.4
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.5
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.6
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.7
NO LONGER HELD DUE TO ROLLOVER INTO IRA
2
2.8
NO LONGER HELD DUE TO ROLLOVER INTO IRA

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