1

Denver, Colorado

Equity Partner

11/2021

2

Denver, Colorado

Trustee

Present

3

Denver, Colorado

Board Member

9/2021

1

Rollover IRA

1.1

Fidelity 500 Index Fund (FXAIX)

$1,000,001 - $5,000,000

None (or less than $201)

1.2

Fidelity Contrafund Class K Shares (FCNKX)

$500,001 - $1,000,000

None (or less than $201)

1.3

Fidelity U.S. Bond Index (FXNEX)

$500,001 - $1,000,000

None (or less than $201)

1.4

PIMCO Total Return Fund Institutional Class (PTTRX)

$500,001 - $1,000,000

None (or less than $201)

1.5

Princeton Private Investments Access Fund Class I

$250,001 - $500,000

None (or less than $201)

1.6

Fidelity Government Cash Reserves (FDRXX)

$1,001 - $15,000

None (or less than $201)

2

Hogan Lovells US LLP, cash balance pension plan

$50,001 - $100,000

Distribution

$20,125

3

Traditional IRA

3.1

U.S. bank (cash)

$1,001 - $15,000

None (or less than $201)

1

Denver, Colorado

I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.

2/2007

2

Denver, Colorado

I will continue to participate in my Cash Balance Pension Plan with the firm. Following my departure, a final contribution will be made to the Cash Balance Plan on my behalf using money deducted from funds that would otherwise be due to me. That contribution will be prorated based on my time with the firm, through the date of my resignation. The firm will then distribute my Cash Balance Plan balance to me; it will provide distribution paperwork within 30 days of my departure, and the distribution will be processed within 10 business days of my return of executed forms.

2/2007

1

ICF International

Consulting Fees

2

SEP IRA

2.1

First Trust Capital Strength Portfolio Series 47 (FEAONX)

None (or less than $1,001)

None (or less than $201)

2.2

First Trust First Trust Dividend & Income Port 75 (FDJYBX)

None (or less than $1,001)

None (or less than $201)

2.3

First Trust U.S. Equity Closed-end Portfolio Series 33 (FJRFCX )

$15,001 - $50,000

None (or less than $201)

2.4

First Trust U.S. Equity Closed-end Portfolio Series 37 (FLQDFX)

$15,001 - $50,000

None (or less than $201)

2.5

First Trust Capital Strength Portfolio Series 48 (FYDLAX)

$15,001 - $50,000

None (or less than $201)

2.6

First Trust Capital Strength Portfolio Series 52 (FUVXMX)

$1,001 - $15,000

None (or less than $201)

2.7

First Trust Dividend & Income Select Closed- End Portfolio Series 76 (FENBHX)

$1,001 - $15,000

None (or less than $201)

2.8

First Trust Dividend & Income Select Closed- End Portfolio Series 87 (FWLMUX )

$1,001 - $15,000

None (or less than $201)

1

U.S. bank (cash) #1

$50,001 - $100,000

None (or less than $201)

2

U.S. bank (cash) #2

$1,001 - $15,000

None (or less than $201)

3

U.S. bank money market account (cash) #1

$100,001 - $250,000

None (or less than $201)

4

U.S. bank money market account (cash) #2

$100,001 - $250,000

None (or less than $201)

5

Lincoln Choice Plus Annuity

5.1

LVIP Dimensional US Equity MV

$100,001 - $250,000

None (or less than $201)

5.2

LVIP Blended LrgCap Growth MV Large Cap

$100,001 - $250,000

None (or less than $201)

5.3

LVIP Blended Mid Cap MV U.S. Mid Cap

$100,001 - $250,000

None (or less than $201)

5.4

LVIP Delaware Bond Fixed Income

$50,001 - $100,000

None (or less than $201)

5.5

Delaware Diversified Income Fixed Income

$1,001 - $15,000

None (or less than $201)

1

Princeton Private Investments Access

Purchase

03/15/2022

$1,001 - $15,000

2

Pimco Total Return Instl

Purchase

02/16/2022

$500,001 - $1,000,000

1

Citibank

$500,001 - $1,000,000

2007

Annual, interest only; upon my resignation from the firm, I would simply return my equity interest to the firm and the loan would be terminated.

2

Vectra Bank

$250,001 - $500,000

2022

3 years

1

2

Underlying assets are not reportable.