Financial Disclosure Details - OGE Form 278e (04/27/2023)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Great Falls, Virginia
Sole Owner and President
Present

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Austin Strategy Group, LLC [consulting business]
$15,001 - $50,000
None (or less than $201)
2
IRA
2.1
Akre Focus Fund Retail Class Shares (AKREX)
$1,001 - $15,000
None (or less than $201)
2.2
American Mutual Fund Class F2 Shares (AMRFX)
$1,001 - $15,000
None (or less than $201)
2.3
BlackRock Technology Opportunities Fund Institutional Shares (BGSIX)
$1,001 - $15,000
None (or less than $201)
2.4
Catalyst/Millburn Hedge Strategy Fund Class I Shares (MBXIX)
$1,001 - $15,000
None (or less than $201)
2.5
Cohen & Steers Realty Shares, Class I Shares (CSJIX)
$1,001 - $15,000
None (or less than $201)
2.6
Delaware Small Cap Value Fund Institutional Class Shares (DEVIX)
$1,001 - $15,000
None (or less than $201)
2.7
Driehaus International Small Cap Growth Fund (DRIOX)
$1,001 - $15,000
None (or less than $201)
2.8
Fidelity Extended Market Index Fund (FSMAX)
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Great Falls, Virginia
Upon confirmation, this entity will cease to engage in any business, including providing consulting services to clients. All amounts due to me by any of my clients will be fixed before I assume the duties of the position of Secretary. During my appointment to the position of Secretary, the firm will remain dormant and will not advertise. I will not perform any services for the entity, except that I will comply with any requirements involving legal filings, taxes and fees that are necessary to maintain the entity while it is in inactive status.
12/2020

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
Nothing reported in this section

Other Assets and Income

#
Description
Value
Type
Amount
1
Brokerage Account
1.1
USAA Tax-Exempt Long-Term Fund (USTEX)
$100,001 - $250,000
$2,501 - $5,000
1.2
USAA Tax-Exempt Money Market Fund
$15,001 - $50,000
None (or less than $201)
2
U.S. Bank (cash)
$250,001 - $500,000
Interest
$1,001 - $2,500
3
U.S. brokerage money market account (cash)
$15,001 - $50,000
None (or less than $201)
4
Brokerage Account 2
4.1
Fidelity Government Cash Reserves (FDRXX)
$15,001 - $50,000
$201 - $1,000
4.2
Akre Focus Fund Retail Class Shares (AKREX)
$50,001 - $100,000
$2,501 - $5,000
4.3
AlphaSimplex Managed Futures Strategy Fund Class Y Shares (ASFYX)
$50,001 - $100,000
$15,001 - $50,000
4.4
American Beacon AHL Managed Futures Strategy Fund Class Y Shares (AHLYX)
$100,001 - $250,000
$15,001 - $50,000

Transactions

#
Description
Type
Date
Amount
1
Capital Group Growth ETF Share Class (CGGR)
Purchase
09/22/2022
$50,001 - $100,000
2
Capital Group International Focus Equity ETF Share Class (CGXU)
Purchase
09/22/2022
$15,001 - $50,000
3
Delaware Smid Cap Growth Fund Institutional Class Shares (DFDIX)
Purchase
01/03/2022
$15,001 - $50,000
4
Limited Term Tax-Exempt Bond Fund of America Class F2 Shares (LTEFX)
Purchase
09/23/2022
$100,001 - $250,000
5
New World Fund, Inc Class F2 Shares (NFFFX)
Purchase
09/22/2022
$50,001 - $100,000
6
PIMCO Municipal Bond Fund I-3 (PMUNX)
Purchase
09/22/2022
$100,001 - $250,000
7
PIMCO Municipal Bond Fund (Conversion)
02/07/2022
$15,001 - $50,000
8
EuroPacific Growth Fund Class F2 Shares (AEPFX)
Sale
09/22/2022
$15,001 - $50,000
9
Fidelity Intermediate Municipal Income Fund (FLTMX)
Sale
09/22/2022
$100,001 - $250,000
10
Fidelity Municipal Bond Index Fund (FMBIX)
Sale
09/22/2022
$100,001 - $250,000

Liabilities

#
Creditor
Amount
Incurred
Term
1
Bank of America
$1,000,001 - $5,000,000
2018
30 years

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
7
7
Mutual Fund Share Class Automatic Conversion from Class A to Class I-3.

Do you have information about Lloyd James Austin that is missing from this database?

Drop us a line at [email protected].

We want your help. If you have any additional information about an appointee that is or isn’t in our database, or any corrections, let us know via email at [email protected] .

© 2024 Book Plum. All rights reserved