1

Washington, District of Columbia

Partner

Present

2

Washington, District of Columbia

Adjunct Professor

Present

3

Washington, District of Columbia

Commissioner

Present

4

Brighton, Michigan

Vice President and Board Member

Present

5

Alexandria, Virginia

Member, Board of Directors

Present

6

Alexandria, Virginia

Member, Board of Governors

Present

7

New York, New York

Member, Security Advisory Board

Present

8

Arlington, Virginia

Trustee

Present

9

Alexandria, Virginia

Trustee

Present

10

Alexandria, Virginia

Executor

Present

1

Rollover IRA Account

1.1

Calamos Growth and Income Fund (CGIIX)

$15,001 - $50,000

None (or less than $201)

1.2

American Funds Capital Income Builder Class F3 (CFIHX)

$15,001 - $50,000

None (or less than $201)

1.3

The Hartford Growth Opportunities Fund (HGOIX)

$50,001 - $100,000

None (or less than $201)

1.4

MFS Value Fund Class 1 (MEIIX)

$15,001 - $50,000

None (or less than $201)

1.5

PIMCO Income Fund Institutional Class (PIMIX)

$50,001 - $100,000

None (or less than $201)

1.6

Thornburg Global Opportunities Fund (THOIX)

$15,001 - $50,000

None (or less than $201)

1.7

Virtus AllianzGI Income & Growth Fund (AZNIX)

$15,001 - $50,000

None (or less than $201)

1.8

U.S. brokerage account (cash)

$1,001 - $15,000

None (or less than $201)

2

Alclear, LLC (d.b.a. CLEAR)

Fees for Advisory Board Services

$37,500

1

New York, New York

Pursuant to the partnership agreement, following my withdrawal from the firm, I will receive my final partnership share distribution in accordance with the firm's standard policies, less the estimate for any tax payments/tax reconciliation that may be owed. The total amount of the payments will be calculated as of the date of my withdrawal, and, with the exception of withheld amounts, will be paid to me prior to my assuming the duties of the position. Any remaining withholding will be reimbursed to me approximately within 3 years.

7/2021

2

New York, New York

Pursuant to the partnership agreement, following my withdrawal from the firm, I will receive a lump sum partnership withdrawal payment made to all departing partners in accordance with the firm's standard policies.

7/2017

3

New York, New York

I will continue to participate in this 401K defined contribution plan. The plan sponsor will not make further contributions after my separation.

7/2017

4

New York, New York

I will continue to participate in this HR-10 defined contribution plan. The plan sponsor will not make any further contributions after my separation.

7/2017

5

New York, New York

Following my separation, I will receive a lump-sum distribution of my interest in the firm's defined benefit plan. The firm will not make further contributions after my separation.

7/2017

6

Washington, District of Columbia

I will continue to participate in this 401K defined contribution plan. The plan sponsor makes no further contributions following my separation.

3/2012

1

Wilmington, Delaware

Legal services (client of Davis Polk &Wardwell LLP)

2

Jefferson City, Missouri

Legal services (client of Davis Polk &Wardwell LLP)

3

Washington, District of Columbia

Legal services (client of Davis Polk &Wardwell LLP)

4

Washington, District of Columbia

Legal services (client of Davis Polk &Wardwell LLP)

5

Lenoir City, Tennessee

Legal services (client of Davis Polk &Wardwell LLP)

6

Leesburg, Ohio

Legal services (client of Davis Polk &Wardwell LLP)

7

Kyiv, Ukraine

Legal services (client of Davis Polk &Wardwell LLP)

8

London, United Kingdom, Outside U.S.

Legal services (client of Davis Polk &Wardwell LLP)

9

Washington, District of Columbia

Legal services (client of Davis Polk &Wardwell LLP)

10

London, United Kingdom, Outside U.S.

Legal services (client of Davis Polk &Wardwell LLP)

1

Spouse's Rollover IRA

1.1

Taiwan Fund Inc (TWN)

$1,001 - $15,000

None (or less than $201)

1.2

U.S. brokerage account (cash)

$1,001 - $15,000

None (or less than $201)

2

The Potomack Company (antique auction and appraisal company)

Over $1,000,000

Business Income

1

Filer Brokerage Account #1

1.1

U.S. brokerage account (cash)

$1,001 - $15,000

None (or less than $201)

1.2

Burke & Herbert Bank & Trust Co. (BHRB)

$1,001 - $15,000

Dividends

$201 - $1,000

2

Joint Brokerage Account #1

2.1

JOHCM International Select Fund Class I (JOHIX)

$100,001 - $250,000

$2,501 - $5,000

2.2

Salient Select Income Fund (KIFYX)

None (or less than $1,001)

$2,501 - $5,000

2.3

Goldman Sachs Income Builder Fund (GSBIX)

$100,001 - $250,000

$5,001 - $15,000

2.4

The Hartford Midcap Fund Class I (HFMIX)

$250,001 - $500,000

$15,001 - $50,000

2.5

JPMorgan Equity Income Fund Class I (HLIEX)

$250,001 - $500,000

$5,001 - $15,000

2.6

Nuveen Virginia Municipal Bond Fund (NMVAX)

$100,001 - $250,000

$5,001 - $15,000

2

4

(sale of equity interest in Podcasting company as a result of acquisition of same)

6

4.4

Sold after filing.

6

4.12

Sold after filing.

6

4.14

Sold after filing.

6

4.15

Sold after filing.

6

4.16

Sold after filing.

6

4.19

Sold after filing.

6

4.20

Sold after filing.

6

4.21

Sold after filing.

6

4.23

Sold after filing.