Financial Disclosure Details - OGE Form 278e (05/02/2023)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
WilmerHale
1.1
American Cent Mid Cap
$15,001 - $50,000
$2,501 - $5,000
1.2
Parnassus Core Equity
$100,001 - $250,000
$5,001 - $15,000
1.3
BlackRock Equ Idx
$50,001 - $100,000
None (or less than $201)
1.4
Loomis Sayles Growth Fund
$1,001 - $15,000
$201 - $1,000
1.5
Vanguard Tax Small Cap (VTMSX)
$15,001 - $50,000
None (or less than $201)
1.6
Oakmark Int'l (OAKIX)
$15,001 - $50,000
$201 - $1,000
2
MayerBrown
2.1
Vanguard Target 2035
$15,001 - $50,000
None (or less than $201)
2.2
Dodge&Cox stock
$50,001 - $100,000
$2,501 - $5,000

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Washington, District of Columbia
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
9/2000
2
MayerBrown
Chicago, Illinois
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
9/1996

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Villere Balanced Fund IRA
$50,001 - $100,000
$2,501 - $5,000
2
Villere Balanced Fund TMS IRA
$100,001 - $250,000
$5,001 - $15,000
3
American University
salary

Other Assets and Income

#
Description
Value
Type
Amount
1
Washington Mutual Investor Fund FWMIX Capital Group
Over $1,000,000
$100,001 - $1,000,000
2
New Economy Fund FNEFX Capital Group
Over $1,000,000
$100,001 - $1,000,000
3
Europacific Growth Fund FEUPX Capital Group
$250,001 - $500,000
$15,001 - $50,000
4
U.S. Bank #1 (Cash) (LKITC)
$15,001 - $50,000
None (or less than $201)
5
Vanguard Total International Stock ETF (VXUS) (LKITC)
$500,001 - $1,000,000
$15,001 - $50,000
6
Vanguard Total Stock (VTI) (LKITC)
$250,001 - $500,000
$2,501 - $5,000
7
Vanguard Total World (VT) (LKITC)
$500,001 - $1,000,000
$15,001 - $50,000
8
Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX) (LKITC)
$250,001 - $500,000
$5,001 - $15,000
9
U.S. Bank #1 Cash (VJ)
$100,001 - $250,000
None (or less than $201)
10
Pool Corporation (POOL) (VJ)
$50,001 - $100,000
Dividends
$201 - $1,000

Transactions

#
Description
Type
Date
Amount
1
Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)
Sale
01/03/2022
$1,001 - $15,000
2
Open Lending Corporation Class A Common Stock (LPRO) (VJ)
Purchase
01/04/2022
$15,001 - $50,000
3
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) ((IAT FBOLK))
Sale
01/10/2022
$1,001 - $15,000
4
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) (IAFT FBOLK)
Sale
01/12/2022
$15,001 - $50,000
5
New Economy Fund Class F3 Shares (FNEFX)
Sale
01/20/2022
$1,001 - $15,000
6
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) (IAFT FBOLK)
Purchase
01/31/2022
$1,001 - $15,000
7
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) (IAT FBOLK)
Purchase
01/31/2022
$1,001 - $15,000
8
Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares (VWIUX)
Purchase
01/31/2022
$1,001 - $15,000
9
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) (IAFT FBOLK)
Purchase
02/28/2022
$1,001 - $15,000
10
Eaton Vance Floating-Rate Fund Institutional Class Shares (EIBLX) (IAT FBOLK)
Purchase
02/28/2022
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
6
34
This trust no longer exists.
6
37.4
Even though it's under the threshold, please keep this here as a placeholder for next year. It makes it easier to compare if everything is together from one account. Thank you.
6
41
This is a trust for my wife's ex-step mother, but the ethics committee has asked us to report this trust as my wife is a remainder beneficiary should there be anything left at the ex-step mother's death.
6
42.1
Income derived from one-quarter share of the crops.
6
57
Stock acquired in spin-off from Ligand Pharmaceutical on 11/02/2022.
7
1
sold through a series of sales transactions not exceeding $1,000 during 2022. family trusts 2, 4, 7
7
8
sold through a series of sales transactions not exceeding $1,000 during 2022. family trusts 2, 4, 6, 7
7
11
sold through a series of sales transactions not exceeding $1,000 during 2022. family trusts 2, 4, 7
7
17
sold through a series of sales transactions not exceeding $1,000 during 2022. family trusts 3 + LKITC
7
22
sold through a series of sales transactions not exceeding $1,000 during 2022. family trusts 2, 4, 7

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