Financial Disclosure Details - OGE Form 278e (05/15/2023)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Law Firm of Hampton Dellinger (sole proprietor)
client fee
$24,000
2
Hampton's Roth IRA
2.1
U.S. brokerage cash account 1
$1,001 - $15,000
None (or less than $201)
2.2
Madison Small Cap Fund class Y (BVAOX)
$15,001 - $50,000
None (or less than $201)
2.3
Fidelity Low-Priced Stock Fund (FLPSX)
$15,001 - $50,000
None (or less than $201)
3
Hampton's Rollover IRA
3.1
Fidelity Low-Priced Stock Fund (FLPSX)
$15,001 - $50,000
None (or less than $201)
3.2
Fidelity Extended Market index Fund (FSMAX)
$15,001 - $50,000
None (or less than $201)
3.3
Fidelity 500 Index Fund (FXAIX)
$100,001 - $250,000
None (or less than $201)
3.4
Gabelli Equity Income Fund class AAA (GABEX)
$15,001 - $50,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Durham, North Carolina
I closed my law firm upon confirmation. All outstanding client fees were fixed before I entered government service.
10/2021
2
Washington DC, District of Columbia
I will continue to participate in this defined contribution plan. The plan sponsor has not made any contributions following my separation and will not make further contributions.
5/2013
3
Raleigh, North Carolina
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
7/1996
4
Raleigh, North Carolina
I will continue to participate in this deferred compensation plan.
8/1996
5
Winston-Salem, North Carolina
I will continue to participate in this defined contribution plan. The plan sponsor has not made any contributions following my separation and will not make further contributions.
8/2004

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Duke University
salary
2
UNC School of Law
salary
3
Spouse Rollover IRA
3.1
U.S. brokerage cash account 3
$1,001 - $15,000
None (or less than $201)
3.2
Fidelity 500 Index Fund (FXAIX)
$1,001 - $15,000
None (or less than $201)
3.3
iShares Preferred and Income Securities ETF (pff)
$1,001 - $15,000
None (or less than $201)
3.4
Vanguard Emerging Markets Stock Index Fund ETF (vwo)
$1,001 - $15,000
None (or less than $201)
4
Duke University, 403(b) plan
4.1
Vanguard Institutional Retirement 2035 Fund (VITFX)
$1,001 - $15,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
U.S. bank #1 (cash)
$100,001 - $250,000
None (or less than $201)
2
U.S. bank #2 (cash)
$250,001 - $500,000
Interest
$2,501 - $5,000
3
The Charles Schwab Corporation (SCHW)
None (or less than $1,001)
Capital Gains Dividends
$100,001 - $1,000,000
4
Thornburg Intermediate Municipal Fund (THIMX)
$50,001 - $100,000
None (or less than $201)
5
PIMCO CommodityRealReturn Strategy Fund (PCRAX)
$15,001 - $50,000
None (or less than $201)
6
BlackRock Emerging Markets Fund (MDDCX)
$15,001 - $50,000
None (or less than $201)
7
Cisco Systems, Inc. (CSCO)
None (or less than $1,001)
Capital Gains Dividends
$15,001 - $50,000
8
Amgen Inc. (AMGN)
None (or less than $1,001)
Capital Gains Dividends
$15,001 - $50,000
9
Corning, Inc. (GLW)
None (or less than $1,001)
Capital Gains Dividends
$15,001 - $50,000
10
The Home Depot, Inc. (HD)
None (or less than $1,001)
Capital Gains Dividends
$100,001 - $1,000,000

Transactions

#
Description
Type
Date
Amount
1
Abbott Laboratories (ABT)
Sale
02/02/2022
$15,001 - $50,000
2
AbbVie, Inc. (ABBV)
Sale
02/02/2022
$15,001 - $50,000
3
Adidas
Sale
02/02/2022
$1,001 - $15,000
4
Aluminum Corp of China (ACH)
Sale
02/02/2022
$1,001 - $15,000
5
Amgen Inc. (AMGN)
Sale
02/02/2022
$15,001 - $50,000
6
Apple, Inc. (AAPL)
Sale
02/02/2022
$100,001 - $250,000
7
Apple, Inc. (AAPL)
Sale
02/02/2022
$1,001 - $15,000
8
AT&T
Sale
02/02/2022
$1,001 - $15,000
9
Baker Hughes Co (BKR)
Sale
02/02/2022
$1,001 - $15,000
10
BNY Mellon
Sale
02/02/2022
$15,001 - $50,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
2
1
One client fee ($24,000) was fixed prior to my government start date (Nov. 2021) but was not received until Jan. 2022.
6
16.1
The Irrevocable life insurance trust (ILIT) discussed in the Calendar Year 2021 Report and associated with John Hancock (the insurer) was converted to cash in 2022 and, along with another inheritance (from TIAA) received as cash, forms the basis of this account.
6
18
As discussed above, this Inherited Life Insurance Trust (ILIT) was converted to cash in 2022 and held as cash in a brokerage account.
7
44
Per Deputy DDAEO 5/31/2023: The Filer's spouse timely sold the Amazon, Starbucks, Target, and Zoom stocks on 1/11/2022, in conformity with the Filer's Ethics Agreement. ethics officials at the time, but inadvertently failed to list these four sales on the Periodic Transaction Report listing sales of other stocks on 2/2/2022. Upon request, and under the circumstances, the Filer was granted a waiver of the late filing fee regarding these four stocks.

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