Financial Disclosure Details - OGE Form 278e (05/15/2024)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Bloomberg LP (BloombergNEF division)
Washington, District of Columbia
Head of Americas, BNEF
7/2023

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Bloomberg LP (BloombergNEF division) (Financial information provider / clean energy research provider)
Salary/Bonus
$349,549
2
Bloomberg LP, 401(k) plan:
2.1
LifePath Index Retirement non-Lendable
$100,001 - $250,000
None (or less than $201)
2.2
LifePath Index 2025 non-Lendable M
$15,001 - $50,000
None (or less than $201)
2.3
LifePath Index 2035 non-Lendable M
$250,001 - $500,000
None (or less than $201)
2.4
BlackRock Short Term Investment W
$15,001 - $50,000
None (or less than $201)
3
Gannett, 401(k) plan:
3.1
Vanguard target 2035
$15,001 - $50,000
None (or less than $201)
4
Paramount, 401(k) plan:
4.1
Fidelity S&P 500 Index Fund
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Washington, District of Columbia
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
1/2010
2
Gannett
McLean, Virginia
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
11/2002
3
Paramount
New York, New York
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
9/1999

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Capital One
salary, bonus
2
Capital One, vested restricted stock
$1,001 - $15,000
None (or less than $201)
3
Capital One, 401(k) plan:
3.1
BR LifePath Index 2040
$100,001 - $250,000
None (or less than $201)
4
Capital One, deferred compensation:
4.1
FIMM Govt Institutional
$15,001 - $50,000
None (or less than $201)
4.2
Mercer Cr FXD Inc Yd3
$15,001 - $50,000
None (or less than $201)
4.3
MERCER US LGCPEQ Y3
$50,001 - $100,000
None (or less than $201)
5
Capital One, ESPP plan
$100,001 - $250,000
Dividends
$2,501 - $5,000
6
Capital One, unvested restricted stock
$15,001 - $50,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
U.S. brokerage money market account (cash)
$15,001 - $50,000
Interest
$201 - $1,000
2
Brokerage account #1:
2.1
iShares MSCI KLD 400 Social ETF (DSI)
$15,001 - $50,000
$201 - $1,000
2.2
iShares Core MSCI EAFE ETF (IEFA)
$1,001 - $15,000
$201 - $1,000
2.3
iShares Russell 2000 ETF (IWM)
$1,001 - $15,000
None (or less than $201)
2.4
Vanguard Tax-Exempt Bond Index Fund ETF Shares (VTEB)
$15,001 - $50,000
$201 - $1,000
2.5
Nuveen Virginia Municipal Bond Fund Class I Shares (NMVAX)
$50,001 - $100,000
$1,001 - $2,500
2.6
Nuveen High Yield Municipal Bond Fund Class I Shares (NHMRX)
$15,001 - $50,000
$1,001 - $2,500
2.7
Nuveen Limited Term Municipal Bond Fund Class I Shares (FLTRX)
$15,001 - $50,000
$201 - $1,000
2.8
Cash Sweep Account
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
1
Capital One Financial Corp. (COF)
Purchase
07/31/2023
$1,001 - $15,000
2
Capital One Financial Corp. (COF)
Purchase
08/31/2023
$1,001 - $15,000
3
Capital One Financial Corp. (COF)
Purchase
09/30/2023
$1,001 - $15,000
4
Capital One Financial Corp. (COF)
Purchase
10/31/2023
$1,001 - $15,000
5
Capital One Financial Corp. (COF)
Purchase
11/30/2023
$1,001 - $15,000
6
Capital One Financial Corp. (COF)
Purchase
12/31/2023
$1,001 - $15,000
7
Calvert High Yield Bond Fund Class I Shares (CYBIX)
Purchase
10/04/2023
$1,001 - $15,000
8
Calvert Bond Fund Class I Shares (CBDIX)
Purchase
10/04/2023
$50,001 - $100,000
9
iShares ESG MSCI EAFE ETF (ESGD)
Purchase
10/04/2023
$1,001 - $15,000
10
Nuveen ESG Small-Cap ETF (NUSC)
Purchase
10/04/2023
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
5
2
Filer received a 208(b)(1) waiver for his spouse's interests in restricted and common stock received through employment.
5
5
Filer received a 208(b)(1) waiver for his spouse's interests in restricted and common stock received through employment.
5
6
Filer received a 208(b)(1) waiver for his spouse's interests in restricted and common stock received through employment.
5
7
Inadvertently reported these assets in Part 2 on New Entrant 278.
6
2
Inadvertently reported the assets in this account in both Part 5 (as an IRA) and Part 6 (as a brokerage) on the New Entrant 278.
7
1
Purchased through the ESPP plan.
7
2
Purchased through the ESPP plan.
7
3
Purchased through the ESPP plan.
7
4
Purchased through the ESPP plan.

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