Financial Disclosure Details - OGE Form 278e (05/15/2023)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Alcoa Corp- AA
$1,001 - $15,000
None (or less than $201)
2
Arconic Inc- ARNC
$1,001 - $15,000
None (or less than $201)
3
Conono Phillips- COP
$1,001 - $15,000
$201 - $1,000
4
Dominion Energy Inc- D
$1,001 - $15,000
Dividends
$201 - $1,000
5
Kinder Morgan Pfd- KMI A
$1,001 - $15,000
Dividends
$201 - $1,000
6
Ford Motor Co- F
$1,001 - $15,000
None (or less than $201)
7
Am FDS World G&I- CWGIX
$15,001 - $50,000
$201 - $1,000
8
Brighthouse Variable Annuity
$15,001 - $50,000
None (or less than $201)
8.1
Schroders Global Multi Asset Portfolio
$1,001 - $15,000
None (or less than $201)
8.2
Brighthouse Balanced Plus Portfolio
$15,001 - $50,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Hospital for Special Surgery
New York, New York
I will not participate in employer-sponsored defined contribution option of this 403(b) plan after my separation.
3/2017
2
New York University School of Medicine
New York, New York
I will not participate in employer-sponsored defined contribution option of this 403(b) plan after my separation.
8/2014

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
New York University School of Medicine (Physician)
salary, bonus
2
Roth IRA First Republic Inv Mgt Moderate Growth FRIM
$100,001 - $250,000
$2,501 - $5,000
3
TIAA/CREF-403B
3.1
Vanguard Small-Cap Growth
$1,001 - $15,000
None (or less than $201)
3.2
TIAA Real Estate
$1,001 - $15,000
None (or less than $201)
3.3
Vanguard Inflation Prot Sec
$1,001 - $15,000
None (or less than $201)
3.4
Vanguard Target 40
None (or less than $1,001)
None (or less than $201)
3.5
TIAA Traditional
$1,001 - $15,000
None (or less than $201)
3.6
Vang Ttl Bd Mkt Idx InsPl
$1,001 - $15,000
None (or less than $201)
3.7
Vang Rl Est Idx Inst
$1,001 - $15,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
Nothing reported in this section

Transactions

#
Description
Type
Date
Amount
1
AMD ADVANCED MICRO DEVIC
Purchase
01/28/2022
$1,001 - $15,000
2
FTNT FORTINET INC
Purchase
01/28/2022
$1,001 - $15,000
3
CLFD CLEARFIELD INC
Purchase
01/28/2022
$1,001 - $15,000
4
JPM JPMORGAN CHASE & CO
Sale
01/28/2022
$1,001 - $15,000
5
EOG EOG RESOURCES INC
Purchase
01/27/2022
$1,001 - $15,000
6
TTD THE TRADE DESK INC CLASS A
Sale
01/26/2022
$1,001 - $15,000
7
CRWD CROWDSTRIKE HLDGS INC
Purchase
01/26/2022
$1,001 - $15,000
8
RTX RAYTHEON TECHNOLOGIES CO
Sale
01/26/2022
$1,001 - $15,000
9
BA BOEING CO
Purchase
01/26/2022
$1,001 - $15,000
10
TEAM ATLASSIAN CORP PLC FCLASS A
Purchase
01/25/2022
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
2
13.1
Employer and employee contributions to Employee Vesting Account.
2
14
Filer confirmed value of Wal-Mart stock and advised to maintain value below the $15,000 exemption level to avoid ethics concerns.

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