Financial Disclosure Details - OGE Form 278e (04/05/2021)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Los Angeles, California
Professor and Director
Present
2
Oakland, California
Director
Present
3
Los Angeles, California
Commissioner
Present
4
Los Angeles, California
Director
Present
5
Los Angeles, California
Director
Present
6
Washington, District of Columbia
DIrector
Present
7
Los Angeles, California
Director
Present
8
Los Angeles, California
Director
Present
9
Washington, District of Columbia
Director
Present
10
Los Angeles, California
Trustee
Present

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
University of California Los Angeles
Salary
$242,260
2
University of California Retirement Plan, defined benefit plan
$1,000,001 - $5,000,000
None (or less than $201)
3
Kaiser Health Plan & Hospitals
Director Compensation
$321,994
4
Kaiser Foundation Health Plan of Georgia
Executive advisory board fees
$11,000
5
JPMorgan SEP IRA
5.1
JPMorgan US Government Money Market Fund QCVEZ
$1,001 - $15,000
None (or less than $201)
5.2
Fidelity 500 Index Fund (FXAIX)
$15,001 - $50,000
None (or less than $201)
5.3
iShares Core MSCIEmerging Markets ETF (IEMG)
$1,001 - $15,000
None (or less than $201)
5.4
JPMorgan BetaBuilders Canada ETF (BBCA)
$1,001 - $15,000
None (or less than $201)
5.5
JPMorgan BetaBuilders Developed Asia ex- Japan ETF (BBAX)
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Los Angeles, California
Health insurance. Pursuant to the terms of my university employment, I will receive health insurance for life from this employer.
7/1979
2
Oakland, California
I will continue to participate in this defined contribution/403(b) plan. The plan sponsor will not make further contributions after my separation.
7/1979
3
Oakland, California
I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
7/1979
4
Oakland, California
I will continue to participate in this defined contribution/457(b) plan. The plan sponsor will not make further contributions after my separation.
7/1979
5
Oakland, California
I will continue to participate in this defined benefit plan and receive basic monthly income for life.
7/1979

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
1
Los Angeles, California
Clinical professor; Director of a psychiatric clinic; Director of the Hispanic Neuropsychiatric Center of Excellence, Department of Psychiatry, School of Medicine
2
Oakland, California
Member, board of directors
3
Atlanta, Georgia
Member, Executive Advisory Board

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Comcast Corporation
Salary and bonus
2
Residual Trust #1 for child
trustee fees
3
Comcast Deferred Compensation Plan cash receivable
Over $1,000,000
None (or less than $201)
4
Comcast Stock Option Plan
4.1
Comcast Corporation, Vested Non-Qualified Stock Options, 2017 Grant, 34,560 Vested Shares
Over $1,000,000
None (or less than $201)
4.2
Comcast Corporation, Unvested Non-Qualified Stock Options, 2017 Grant, 8,640 unvested shares, strike $37.46, vest 3/22, expiration 03/27 (value not readily ascertainable)
None (or less than $201)
4.3
Comcast Corporation, Vested Non-Qualified Stock Options, 2018 Grant, 25,140 shares
Over $1,000,000
None (or less than $201)
4.4
Comcast Corporation, Unvested Non-Qualified Stock Options, 2018 Grant, 16,760 unvested shares, strike price $35.83, vest 3/22-3/23, expiration 3/28 (value not readily ascertainable)
None (or less than $201)
4.5
Comcast Corporation, Vested Non-Qualified Stock Options, 2019 Grant, 15,200 Shares
$500,001 - $1,000,000
None (or less than $201)
4.6
Comcast Corporation, Unvested Non-Qualified Stock Options, 2019 Grant, 22,800 Unvested Shares, strike price $40.47, vest 3/22-24, expiration 3/29 (value not readily ascertainable)
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
Brokerage Account #2
1.1
BYD Company Limited (BYDDL)
$1,001 - $15,000
None (or less than $201)
1.2
Comcast Corp. (CMCSA)
$15,001 - $50,000
Dividends
$1,001 - $2,500
1.3
Crispr Therapeutics (CRSP)
$1,001 - $15,000
None (or less than $201)
1.4
Fulgent Genetics Inc. (FLGT)
$15,001 - $50,000
None (or less than $201)
1.5
Fluor Corp. (FLR)
$1,001 - $15,000
None (or less than $201)
1.6
Farfetch Ltd (FTCH)
$1,001 - $15,000
None (or less than $201)
1.7
General Motors Co. (GM)
$15,001 - $50,000
Dividends
$201 - $1,000
1.8
The Home Depot, Inc. (HD)
$15,001 - $50,000
Dividends
None (or less than $201)
1.9
II-VI, Inc. (IIVI)
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
Nothing reported in this section

Liabilities

#
Creditor
Amount
Incurred
Term
1
Raymond James Mortgage
$250,001 - $500,000
2017
15 years
2
Morgan Stanley Private Bank, National Association
$100,001 - $250,000
2015
30 years
3
Raymond James Securities Based Line of Credit
$100,001 - $250,000
2011
revolving
4
American Express
$50,001 - $100,000
2019
revolving

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
6
16.26
commercial real estate investment
6
16.27
commercial real estate investment

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