Financial Disclosure Details - OGE Form 278e (05/14/2024)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
2
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Financial Disclosure Details - OGE Form 278e (05/03/2023)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
I have deferred compensation earned for pay periods up and until 2017. I did not receive an award of deferred compensation for 2018. My deferred compensation is in cash, restricted stock (unvested), and restricted stock options (unvested). Regarding the restricted stock and restricted stock options, I have forfeited all except $15,000. cash payments each year in March and September.
11/2013
2
New York, New York
Future bonus payments represent deferred compensation over and above the salary I received. These payments were annual year-end performance bonus payments. These payments are part of a standard company policy.
11/2013
4
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Financial Disclosure Details - OGE Form 278e (05/16/2022)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
I have deferred compensation earned for pay periods up and until 2017. I did not receive an award of deferred compensation for 2018. My deferred compensation is in cash, restricted stock (unvested), and restricted stock options (unvested). Regarding the restricted stock and restricted stock options, I have forfeited all except $15,000. cash payments each year in March and September.
11/2013
2
New York, New York
Future bonus payments represent deferred compensation over and above the salary I received. These payments were annual year-end performance bonus payments. These payments are part of a standard company policy.
11/2013
4
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Financial Disclosure Details - OGE Form 278e (05/14/2021)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
I have deferred compensation earned for pay periods up and until 2017. I did not receive an award of deferred compensation for 2018. My deferred compensation is in cash, restricted stock (unvested), and restricted stock options (unvested). Regarding the restricted stock and restricted stock options, I have forfeited all except $15,000. cash payments each year in March and September.
11/2013
2
New York, New York
Future bonus payments represent deferred compensation over and above the salary I received. These payments were annual year-end performance bonus payments. These payments are part of a standard company policy.
11/2013
4
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Financial Disclosure Details - OGE Form 278e (05/12/2020)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
I have deferred compensation earned for pay periods up and until 2017. I did not receive an award of deferred compensation for 2018. My deferred compensation is in cash, restricted stock (unvested), and restricted stock options (unvested). Regarding the restricted stock and restricted stock options, I have forfeited all except $15,000. cash payments each year in March and September.
11/2013
2
New York, New York
Future bonus payments represent deferred compensation over and above the salary I received. These payments were annual year-end performance bonus payments. These payments are part of a standard company policy.
11/2013
4
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Financial Disclosure Details - OGE Form 278e (12/17/2019)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
New York, New York
Managing Director
12/2018

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, New York
I have deferred compensation earned for pay periods up and until 2017. I did not receive an award of deferred compensation for 2018. My deferred compensation is in cash, restricted stock (unvested), and restricted stock options (unvested). Regarding the restricted stock and restricted stock options, I have forfeited all except $15,000. cash payments each year in March and September.
11/2013
2
New York, New York
Future bonus payments represent deferred compensation over and above the salary I received. These payments were annual year-end performance bonus payments. These payments are part of a standard company policy.
11/2013
4
New York, New York
I will continue to participate in this defined contribution plan, but the plan sponsor no longer makes contributions.
11/2013

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
1
New York, New York
Global Head of Listed Derivatives

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