1

Washington, District of Columbia

Partner

6/2021

2

Washington, District of Columbia

Volunteer Lawyer on National Security Policy Team

1/2021

3

New York, New York

Non-Resident Senior Fellow

6/2021

1

IRA (Roth)

1.1

Vanguard Lifestrategy Growth Fund (VASGX)

$100,001 - $250,000

$2,501 - $5,000

2

IRA (Traditional)

2.1

Vanguard Lifestrategy Growth Fund (VASGX)

$100,001 - $250,000

$5,001 - $15,000

3

Novantas LLC 401(k)

3.1

T. Rowe Price Retirement 2040 Fund (TRRDX)

$15,001 - $50,000

$1,001 - $2,500

3.2

Alger MidCap Growth Institutional Class I (ALMRX)

$50,001 - $100,000

$15,001 - $50,000

3.3

Fidelity Intermediate Bond Fund (FTHRX)

$15,001 - $50,000

$201 - $1,000

3.4

Fidelity Managed Income Portfolio - Class 1

$1,001 - $15,000

None (or less than $201)

3.5

Fidelity Balanced Fund -- Class K (FBAKX)

$50,001 - $100,000

$5,001 - $15,000

1

New York, New York

I will continue to participate in this defined contribution plan. The plan sponsor did not make further contributions after my separation.

8/2004

2

Washington, District of Columbia

Pursuant to the firm’s partnership agreement, upon my departure for a government position, the firm made a lump sum payment of my capital account. The total amount of the payment was calculated as of the date of my withdrawal.

11/2017

3

Washington, District of Columbia

I will continue to participate in the Savings and Investment Plan, a defined contribution plan. The plan sponsor did not make further contributions after my separation.

11/2017

4

Washington, District of Columbia

I will continue to participate in the Retirement Plan for Partners, a defined contribution plan. The plan sponsor did not make further contributions after my separation.

11/2017

5

Washington, District of Columbia

I will continue to participate in the Cash Balance Retirement Plan for Partners, a defined benefit plan.

11/2017

6

Washington, District of Columbia

Pursuant to the firm’s partnership agreement, upon my departure for a government position, the firm made a lump-sum payment of my final partnership share of undistributed income. This payment was calculated as of the date of my withdrawal.

11/2017

1

Medical Faculty Associates of George Washington University, Washington, DC (Medical Practice)

salary, bonus

2

IRA (Traditional)

2.1

Vanguard Target Retirement 2045 Fund (VTIVX)

$100,001 - $250,000

None (or less than $201)

2.2

Vanguard Federal Money Market Fund (Settlement Fund)

$1,001 - $15,000

None (or less than $201)

3

IRA (Roth)

3.1

Vanguard Target Retirement 2045 Fund (VTIVX)

$15,001 - $50,000

None (or less than $201)

4

Medical Faculty Associates 403(b) Program

4.1

American Century Investments One Choice 2040 Portfolio Investor Class (ARDVX)

$500,001 - $1,000,000

None (or less than $201)

5

Medical Faculty Associates 401(a) Retirement Plan

5.1

American Century Investments One Choice 2040 Portfolio Investor Class (ARDVX)

$100,001 - $250,000

None (or less than $201)

1

U.S. Bank #1 (cash)

$1,001 - $15,000

None (or less than $201)

2

U.S. Bank #2 (cash)

$250,001 - $500,000

Interest

$201 - $1,000

3

U.S. Bank #3 (cash)

$500,001 - $1,000,000

Interest

$201 - $1,000

4

Calamos Growth & Income A (CVTRX)

$1,001 - $15,000

$201 - $1,000

5

Calamos Growth Fund Class A (CVGRX)

$1,001 - $15,000

$1,001 - $2,500

6

Invesco Global Growth A (AGGAX)

$15,001 - $50,000

$2,501 - $5,000

7

PIMCO Income Fund Class A (PONAX)

$15,001 - $50,000

$1,001 - $2,500

8

Schwab U.S. Aggregate Bond Index Fund (SWAGX)

$50,001 - $100,000

$1,001 - $2,500

9

Parnassus Core Equity Fund -- Investor Shares (PRBLX)

$15,001 - $50,000

$2,501 - $5,000

10

Schwab International Index Fund - Select Shares (SWISX)

$15,001 - $50,000

$1,001 - $2,500

1

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

01/20/2021

$1,001 - $15,000

2

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

03/10/2021

$1,001 - $15,000

3

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

04/12/2021

$1,001 - $15,000

4

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

05/12/2021

$1,001 - $15,000

5

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

06/10/2021

$1,001 - $15,000

6

Vanguard Institutional Target Retirement 2040 Fund Institutional Class Shares (VIRSX)

Purchase

12/29/2021

$1,001 - $15,000

7

Vanguard LifeStrategy Growth Fund Investor Shares (VASGX)

Purchase

$1,001 - $15,000

1

TD Bank, N.A.

$500,001 - $1,000,000

2021

30 years

2

4

My compensation at Sidley was a combination of equity-based and non-equity-based income, which were not split that way when I received them and which I report together here.

3

2

The firm held back some of the payout of my capital account to cover estimated expenses (e.g., tax liabilities). I will receive any remainder of this held back money after actual expenses are paid.

6

14

Bond was cashed out in full.

7

7

Multiple transactions