Carlos Felipe Uriarte
Assistant Attorney General for the Office of Legislative Affairs
Estimated Net Worth
  • estimated net worth
    $446 K - $1.5 M
Salary
  • salary
    Unknown
Employment
  • Started 08/04/2022

Financial Disclosure Details - OGE Form 278e (03/02/2022)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
Unite Us (software)
New York, New York
Vice President, Regulatory Counsel
Present
2
Capital One Financial
McLean, Virginia
Vice President, Compliance
5/2020

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
Unite Us, stock options (value not readily ascertainable): 1,000 unvested shares, strike $79.22, 25% vest on 5/13/2022 and 20 shares monthly thereafter for the next 36 months, exp. 5/2031
None (or less than $201)
2
Unite Us (Privately held C-corp)
Salary
$213,636
3
Unite Us (Privately held C-corp), anticipated bonus
$15,001 - $50,000
None (or less than $201)
4
Unite Us 401K
4.1
State Street S&P 500 Index Fund Class N Shares (SVSPX)
$1,001 - $15,000
None (or less than $201)
4.2
BlackRock Multi-Asset Income Portfolio Class K Shares (BKMIX)
$1,001 - $15,000
None (or less than $201)
4.3
Mercer International, Inc. (MERC)
$1,001 - $15,000
None (or less than $201)
4.4
Mercer Small/Mid Cap Stock
$1,001 - $15,000
None (or less than $201)
4.5
State Street Small/Mid Cap Equity Index Fund Class K Shares (SSMKX)
$1,001 - $15,000
None (or less than $201)
4.6
Invesco Stable Value Trust - Class B1
$1,001 - $15,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Unite Us
New York, New York
I have stock options, which were granted on May 13, 2021. The shares will vest according to the following schedule, so long as I am employed by Unite Us: 25% on May 13, 2022; 20 shares monthly thereafter for the next 36 months. Any vested shares must be exercised within 90 days of termination of employment. Any unvested shares will be forfeited at separation.
5/2021
2
Unite Us
New York, New York
While all bonus payments are discretionary, I expect to receive a year-end performance bonus on March 15 2022, based on the target bonus set by Company leadership. I will not receive a bonus for work performed during 2022.
4/2021
3
McLean, Virginia
Starting in February 2018, I began receiving compensation from Capital One in the form of restricted stock. I currently have approximately $25,000 in vested restricted stock and another $25,000 in unvested restricted stock units. The unvested restricted stock units will automatically vest in February 2023. Pursuant to the terms of my June 2020 separation agreement, I will retain my vested restricted stock and unvested restricted stock units.
5/2017
4
Unite US
New York, New York
I will continute to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.
4/2021

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
1
Unite Us
New York, New York
Vice President, Regulatory Counsel
2
McLean, Virginia
Vice President, Compliance

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
Nothing reported in this section

Other Assets and Income

#
Description
Value
Type
Amount
1
Individual Investment Account
1.1
ClearBridge International Growth Fund Class I Shares (LMGNX)
$1,001 - $15,000
None (or less than $201)
1.2
American SMALLCAP World Fund, Inc Class F2 Shares (SMCFX)
$1,001 - $15,000
None (or less than $201)
1.3
New Perspective Fund Class F2 Shares (ANWFX)
$1,001 - $15,000
None (or less than $201)
1.4
Calvert Equity Fund Class I Shares (CEYIX)
$1,001 - $15,000
$201 - $1,000
1.5
Vanguard Dividend Growth Fund Investor Shares (VDIGX)
$1,001 - $15,000
None (or less than $201)
1.6
Washington Mutual Investors Fund Class F2 Shares (WMFFX)
$1,001 - $15,000
None (or less than $201)
1.7
BlackRock Mid-Cap Growth Equity Portfolio Institutional Shares (CMGIX)
$1,001 - $15,000
None (or less than $201)
1.8
Vanguard Small-Cap Growth Index Fund Admiral Class Shares (VSGAX)
$1,001 - $15,000
None (or less than $201)
1.9
New World Fund, Inc Class F2 Shares (NFFFX)
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
Nothing reported in this section

Liabilities

#
Creditor
Amount
Incurred
Term
1
American Education Services
$50,001 - $100,000
2005
328 Months
2
US Bank
$250,001 - $500,000
2016
30 years

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
8
2
Liability has been paid in full.

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