1

New York, New York

Partner

10/2021

2

New York, New York

Director

8/2021

3

New York, New York

Trustee

8/2021

1

Cleary Gottlieb Steen & Hamilton LLP (law firm)

Partnership Share

$2,876,047

2

Cleary Gottlieb Steen & Hamilton LLP capital account

$1,000,001 - $5,000,000

return of capital plus interest

$1,456,005

3

Cleary Gottlieb Steen & Hamilton LLP, cash balance pension plan

$250,001 - $500,000

None (or less than $201)

4

Cleary Gottlieb Steen & Hamilton LLP (401k plan)

4.1

Fidelity 500 Index (FXAIX)

$500,001 - $1,000,000

None (or less than $201)

4.2

Fidelity Growth Company Commingled Pool

$1,000,001 - $5,000,000

None (or less than $201)

4.3

Vanguard Target Retirement 2035 Trust II

$250,001 - $500,000

None (or less than $201)

4.4

PIMCO total Return Fund Institutional Class (PTTRX)

$100,001 - $250,000

None (or less than $201)

4.5

T. Rowe Price Investment Contracts Fund

$50,001 - $100,000

None (or less than $201)

4.6

Fidelity Extended Market Index Fund (FSMAX)

$50,001 - $100,000

None (or less than $201)

1

New York, New York

Pursuant to the partnership agreement, following my withdrawal from the firm, I received my final partnership share distribution, with a certain amount held back by the firm for tax reconciliation purposes. The partnership share distribution was calculated as of the date of my withdrawal, and any amounts withheld by the firm in excess of my tax liabilities will be refunded to me 28 months after my departure.

1/2007

2

New York, New York

Following my withdrawal from the firm, I received a refund of my capital account, with a certain amount held back by the firm for tax reconciliation purposes. The payment was calculated as of the date of my withdrawal, and any amounts withheld by the firm in excess of my tax liabilities will be refunded to me 28 months after my departure.

1/2007

3

New York, New York

Following my withdrawal from the firm, the balance of the cash benefit plan may remain in the plan until age 65. No contributions will be made to the plan after my withdrawal.

1/2013

4

New York, New York

I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation.

9/1996

5

New York, New York

Pursuant to the partnership agreement, following my withdrawal from the firm, I received an accelerated retirement benefit in a lump-sum payment. The total amount of the payment was calculated as of the date of my withdrawal and the amount was discounted for net present value.

1/2007

1

Equal Justice Initiative (403b plan)

1.1

Vanguard Institutional Target Retirement 2025 Fund

$1,001 - $15,000

None (or less than $201)

2

Cleary Gottlieb Steen & Hamilton LLP (401k plan)

2.1

Fidelity Growth Company Commingled Pool

$100,001 - $250,000

None (or less than $201)

2.2

Vanguard Target 2030

$50,001 - $100,000

None (or less than $201)

1

U.S. bank #1 (cash)

$500,001 - $1,000,000

Interest

None (or less than $201)

2

U.S. bank #2 (cash)

$1,001 - $15,000

Interest

None (or less than $201)

3

U.S. bank #3 (cash)

$1,000,001 - $5,000,000

Interest

$1,001 - $2,500

4

UTMA Brokerage account

4.1

Vanguard Federal Money Market Fund (VMFXX) (Settlement fund)

$1,001 - $15,000

None (or less than $201)

4.2

Vanguard LifeStrategy Conservative Growth Fund Investor Shares (VSCGX)

$15,001 - $50,000

$1,001 - $2,500

4.3

Vanguard LifeStrategy Moderate Growth Fund Investor Shares (VSMGX)

$15,001 - $50,000

$1,001 - $2,500

5

Brokerage Account - Vanguard

5.1

Vanguard Federal Money Market Fund (VMFXX) (Settlement Fund)

$1,001 - $15,000

None (or less than $201)

5.2

Vanguard LifeStrategy Moderate Growth Fund Investor Shares (VSMGX)

$100,001 - $250,000

$2,501 - $5,000

1

Cenlar

$500,001 - $1,000,000

2013

30 years

2

CGSH FOF Investors, LLC

$50,001 - $100,000

2014

On demand

2

1

The anticipated portion of my partnership share ($361,462) was paid in October 2021.

2

2

This payment was received in October 2021.

2

5

This payment received in October 2021.

2

6

This investment was sold in July 2021 for $273,212.

2

6.1

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.

2

6.2

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.

2

6.3

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.

2

6.4

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.

2

6.5

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.

2

6.6

My interest in this fund was liquidated when I sold my share in the CGSH FOF Investors, LLC.