1

Washington, District of Columbia

Co-Founder and Managing Partner

1/2021

1

Washington, District of Columbia

Filer sold his equity interest in WestExec Advisors, a limited liability company. The agreement provided for a payment that is fixed and will be paid out over two years, plus interest at a fixed rate.

12/2020

5

Washington, District of Columbia

Founder shares were issued to filer in connection the formation of the company. Filer has divested his interest in WestExec Capital.

12/2020

6

Washington, District of Columbia

Founder shares were issued to filer in connection with the formation of the company. Filer has divested his interests in WestExec Investments, LLC.

12/2020

5

Washington, District of Columbia

Co-Founder and Managing Partner

Present

1

Washington, District of Columbia

Filer has entered into a term sheet providing for an arrangement to sell his equity interest in WestExec Advisors, a limited liability company, the principal terms of which were negotiated in October 2020. The agreement provides for a price for his equity interest that is fixed and will be paid out over two years, plus interest at a fixed rate. A separate payment will be made to filer with respect to his 2020 profits. The separate payment will occur prior to entering government service. No additional payments will be made with respect to services.

12/2020

2

Washington, District of Columbia

The filer will continue to participate in the employer- sponsored dental and eye insurance plan for the firm and will reimburse his former employer for the premiums paid after his confirmation.

9/2017

5

Washington, District of Columbia

WestExec Ventures holds Ridgeline Partners. Filer received this interest as a founding member. Arrangements have been made to divest the interest in the company.

12/2020

6

Washington, District of Columbia

Founder shares were issued to filer in connection with the formation of the company and the company’s ownership of interests in Pine Island. Filer’s ownership interest in Pine Island was sold to WestExec Capital, in return for filer’s invested capital back at no gain or loss. Currently, filer has an indirect interest in Pine Island through WestExec Capital. Arrangements have been made to divest the interest in the company.

12/2020

7

Washington, District of Columbia

Founder shares were issued to filer in connection with the formation of the company and the company’s ownership of interests in the Pine Island investment vehicle, which the company will hold. Arrangements have been made to divest the interest in the company.

12/2020

1

Washington, District of Columbia

Managing Partner of a consulting firm