Financial Disclosure Details - OGE Form 278e (05/13/2024)

Positions Held Outside United States Government

#
Organization
City
Position
To
Nothing reported in this section

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
IRA: FIDELITY 500 INDEX FUND
$15,001 - $50,000
None (or less than $201)
2
Carleton University Retirement Plan. This is a hybrid pension plan, meaning that I will receive the larger of my minimum guaranteed pension and my money purchase pension. The latter is based on investments of defined contributions.
$250,001 - $500,000
None (or less than $201)
2.1
Royal Bank of Canada
$1,001 - $15,000
2.2
PH&N ENHD TOTL RTN BDN S-0 785
$50,001 - $100,000
2.3
Cash and Cash Equivalents
$1,001 - $15,000
2.4
Toronto Dominion Bank
$1,001 - $15,000
2.5
Bank of Nova Scotia
$1,001 - $15,000
2.6
Suncor Energy
$1,001 - $15,000
2.7
Manulife Financial Group
$1,001 - $15,000
2.8
Canadian Natural Resources Ltd
$1,001 - $15,000

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Carleton University Retirement Plan
Ottawa, Outside U.S.
I will receive a pension on my "normal retirement date" (7/1/2027). Carleton has not made any further contributions since my resignation and will not make any future contributions.
9/1992

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
B. Erard and Associates (Economic and statistical consulting)
self-employment earnings
2
401K & IRA: Fidelity 500 Index Fund (FXAIX)
$500,001 - $1,000,000
None (or less than $201)
3
IRA: Fidelity International Small Cap (FISMX)
$50,001 - $100,000
None (or less than $201)
4
IRA: Fidelity International Index Fund
$50,001 - $100,000
None (or less than $201)
5
IRA: Fidelity International Growth Fund
$100,001 - $250,000
None (or less than $201)
6
Carleton University Retirement Plan. This is a "hybrid" pension plan. My spouse will recieve the larger of the minimum guaranteed pension and the money purchase pension. The latter is based on investments of defined contributions and depends on their returns.
$250,001 - $500,000
None (or less than $201)
7
401 K: Fidelity Government Cash Reserves
$15,001 - $50,000
None (or less than $201)
8
IRA: Fidelity Growth Discovery Fund (FDSVX)
$250,001 - $500,000
None (or less than $201)
9
IRA&401K: Fidelity Money Market Fund Premium Class (FZDXX)
$500,001 - $1,000,000
None (or less than $201)
10
401K & IRA: Fidelity Low-Priced Stock Fund (FLPSX)
$100,001 - $250,000

Other Assets and Income

#
Description
Value
Type
Amount
1
U.S. bank account #1
$50,001 - $100,000
None (or less than $201)
2
U.S. Bank Account #1b
$1,001 - $15,000
None (or less than $201)
3
U.S. Bank Account #3
$100,001 - $250,000
Interest
$1,001 - $2,500
4
Virginia 529 InVEST: Intl Stock Index
$1,001 - $15,000
None (or less than $201)
5
Scotiabank (Ottawa, Canada) Account
$1,001 - $15,000
None (or less than $201)
6
U.S. bank account #4
$15,001 - $50,000
None (or less than $201)
7
Virginia 529 InVEST: Total Stock Market Index
$15,001 - $50,000
None (or less than $201)
8
U.S. Bank Account #2
$1,001 - $15,000
None (or less than $201)
9
U.S. Bank Account 2b
$250,001 - $500,000
Interest
$5,001 - $15,000
10
U.S. Bank Account #4b
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
1
Fidelity Contrafund (FCNTX)
Sale
01/03/2023
$100,001 - $250,000
2
Fidelity Growth Discovery Fund (FDSVX)
Purchase
01/03/2023
$50,001 - $100,000
3
Fidelity 500 Index Fund (FXAIX)
Purchase
01/03/2023
$100,001 - $250,000
4
Fidelity Blue Chip Growth Fund (FBGRX)
Sale
01/03/2023
$50,001 - $100,000
5
Fidelity Blue Chip Growth Fund (FBGRX)
Sale
01/06/2023
$100,001 - $250,000
6
Fidelity Low-Priced Stock Fund (FLPSX)
Purchase
01/06/2023
$100,001 - $250,000
7
Bank of Montreal RRSP Mutual Fund: Resource Fund
Sale
10/23/2023
$1,001 - $15,000
8
Bank of Montreal RRSP Mutual Fund: Mortgage & Short Term Inc Fund
Sale
10/23/2023
$1,001 - $15,000
9
Bank of Montreal RRSP Mutual Fund: Canadian Equity ETF Fund
Sale
10/23/2023
$15,001 - $50,000
10
Bank of Montreal RRSP Mutual Fund: Asset Allocation Fund
Sale
10/23/2023
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
Nothing reported in this section

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
2
2
The asset values listed for the underlying assets of this fund represent the estimated market values for the collective interest of myself and my spouse. They are based on the market value of each asset within the fund multiplied by the collective interest of myself and my spouse in the Retirement Fund (approximately 0.048%). The values have also been converted from Canadian $ to US $ using December 2023 exchange rate.
5
2
The reported value represents holdings in 401K, Roth IRA, SEP IRA and rollover IRA.
5
6
The underlying assets are reported in Section 2. See Endnote for Carleton University Retirement Plan for Section 2.
5
8
Includes holdings in SEP IRA and Roth IRA
7
1
This includes sale from both 401K and IRA accounts.
7
3
This includes both 401K and IRA holdings.
7
5
This includes sales from both 401K and IRA.
7
6
This includes holdings in both 401K and IRA.
7
7
Calculated based on Canadian $ exchange rate = 1.3717
7
8
Calculated based on Canadian $ Exchange Rate = 1.3717.

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